AI Assurance Questionnaire v4.3 — Navigator

146 questions · Redrafted Question Bank

AI Assurance Questionnaire (v4.3)

The redrafted AI Assurance Question Bank consolidates the Home Office assurance approach across the full AI lifecycle. Each question is mapped to a project governance stage, a lifecycle stage, a risk tier, and an ethical dimension.

10 Governance Stages 5 Lifecycle Stages 15 Ethical Dimensions 3 Risk Tiers

At a glance

146
Total questions
10
Governance stages
5
Lifecycle stages
15
Ethical dimensions
47
Tier: All
95
Tier: High Risk
4
Tier: GenAI

How to use this navigator

Risk tier indicator

Each question is tagged for proportionality. All applies universally. High is mandatory for high-risk/business-critical systems. GenAI applies specifically to generative AI deployments.

All (47)
High (95)
GenAI (4)

Browse all 146 questions

Combine filters to drill into the bank. All filters are AND-combined.

Showing 146 of 146 questions

Questions by AI Lifecycle Stage

Click a stage to see questions mandated at that point. Counts show questions tagged to each stage.

87
Planning & Design
20
Development
17
Testing
11
Deployment
11
Monitoring & Maintenance

Questions by Project Governance Stage

The questionnaire is organised into 10 governance stages. Expand each to see its full question set.

1. Governance & Accountability22
2. Use-Case & Impact Assessment39
3. Data Governance12
4. Model Development20
5. Validation14
7. Security & Privacy8
8. Performance & Monitoring9
9. Human Oversight7
10. Compliance & Legal8
11. Deployment & Change Control7

Ethical Dimension Coverage

Distribution of the 146 questions across the ethical dimensions, with the coverage assessment from the source workbook.

Strong
Adequate
Needs strengthening
Ethical Dimension
Distribution
Count
Assessment

What “coverage” means

Ethical Dimensions × Lifecycle Stages

Number of questions at each intersection. Darker cells indicate higher concentration; gaps highlight where assurance attention is thinner at a given lifecycle point.

Ethical Dimension
Planning & Design
Development
Testing
Deployment
Monitoring & Maintenance
Bias & Fairness
5
1
2
Data & Model Drift
1
2
6
Environmental / Cost
2
1
Ethical Alignment / Value Alignment
10
Explainability & Transparency
3
5
1
Human Agency
4
1
Human control
2
1
1
Human-AI user experience
3
1
1
Legal & Regulatory Compliance
21
2
1
1
Model Performance
4
8
Monitoring & Compliance
3
1
6
4
Procurement & Public Transparency
13
1
1
1
Risk Classification & Control
12
Security & Adversarial Robustness
4
3
3
Social & Democratic Impact
4
Reading the heatmap

Most assurance work concentrates in Planning & Design, which is expected for an upfront assurance framework. Empty cells highlight stages where a given ethical dimension is not currently exercised — useful when reviewing whether ongoing monitoring is proportionate to design-time scrutiny.